 |
 |
 |
US Company Secretarial Operations Attorney
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
20 Nov |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
 |
 |
Supervisory Analyst/Editor- Contract role
|
Macquarie
Salary: Information not provided
|
USA-NY-New York City |
20 Nov |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
 |
 |
Banking Policies and Procedures Writer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
19 Nov |
| See job description below |
 |
 |
GWM/Retail Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
19 Nov |
| See job description below |
 |
 |
Financial Services Compliance Analyst
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
19 Nov |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
 |
 |
U.S. Commodities Regulatory Compliance Manager Needed
|
Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
19 Nov |
| A leading Private Global Corporation is seeking a Global Compliance Manager with minimum of 10+ years of experience in U.S. C... |
 |
 |
Helpdesk Analyst
|
NationStaff, Inc.
Salary: Base + Bonus + Benefits +...
|
USA-NY-New York City |
19 Nov |
| Leading law firm specializing in finance, mergers, acquisitions and for its tax, regulatory and litigation practice is curren... |
 |
 |
SENIOR BROKERAGE ATTORNEY
|
Not Disclosed
Salary: BASE PLUS BONUS
|
USA-NY-New York City |
19 Nov |
| FINANCIAL SERVICES FIRM IS IN NEED OF AN EXPERIENCED BROKERAGE ATTORNEY TO BE PART OF THEIR LEGAL DEPARTMENT |
 |
 |
Derivatives Attorney | Fixed Income
|
Not Disclosed
Salary: PIMCO offers a comprehens...
|
USA-NY-New York City |
18 Nov |
| Provide legal support to various departments at PIMCO, both domestic and overseas, with respect to trading related agreements... |
 |
 |
Senior Manager - Investment Data Management
|
Not Disclosed
Salary: 150-225K
|
USA-NY-New York City |
18 Nov |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
 |
 |
General Counsel-Hedge Fund
|
IJC Partners, LLC.
Salary: Competitive
|
USA-NY-New York City |
18 Nov |
| NYC Multi-strategy fund seeking General Counsel |
 |
 |
E-mail Compliance Business Manager
|
Not Disclosed
Salary: Very Competitive for Seni...
|
USA-NY-New York City |
18 Nov |
| Our Client is the leading global provider of financial data, news and analytics. The Our Client's professional and media serv... |
 |
 |
Manager, US Compliance
|
JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
|
USA-NY-New York City |
17 Nov |
| A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c... |
 |
 |
Senior Manager - Insurance Compliance
|
Not Disclosed
Salary: 175-200K base, plus 20% b...
|
USA-NY-New York City |
17 Nov |
| Global consulting firm assisting insurance clients in developing, enhancing and implementing programs for identifying, measur... |
 |
 |
New Account/Compliance Specialist
|
Not Disclosed
Salary: Hourly Rate
|
USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
 |
 |
Head of Compliance
|
AC Lion
Salary: Salary + Bonus
|
USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
 |
 |
Compliance Associate
|
Chimera Securities
Salary: Salary (BOE) + Benefits
|
USA-NY-New York City |
17 Nov |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
 |
 |
Municipal Bonds - Compliance Officer
|
Not Disclosed
Salary: $100,000 - $150,000
|
USA-NY-New York City |
17 Nov |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
 |
 |
Hedge Fund/ AML Compliance Officer
|
Michael Page
Salary: 75,000 - 125,000
|
USA-NY-New York City |
17 Nov |
| Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a... |
 |
 |
Portfolio Compliance Officer/Generalist
|
Michael Page
Salary: 95,000 - 150,000
|
USA-NY-New York City |
17 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
 |
 |
Chief Compliance Officer
|
Not Disclosed
Salary: 100,000 - 200,000
|
USA-NY-New York City |
17 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
 |
 |
Compliance Manager
|
Michael Page
Salary: 120,000-225,000
|
USA-NY-New York City |
17 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
 |
 |
Securities Policies and Procedures Compliance Officer
|
Not Disclosed
Salary: $75,000 - $100,000
|
USA-NY-New York City |
17 Nov |
| Our client is a top tier, well respected financial services firm. |
 |
 |
Anti-Money Laundering (AML) Transaction Monitoring Compliance Manager
|
Not Disclosed
Salary: $80,000 - $120,000
|
USA-NY-New York City |
17 Nov |
| Our client is a well established financial institution. |
 |
 |
Manager, Compliance and Regulation Person Needed in New York
|
Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
14 Nov |
| A leading Investment Bank is seeking a Manager for their North American Audit Group for Compliance & Regulation. |
 |
 |
AML - Surveillance Manager
|
Legend Global Search, Inc...
Salary: $118K +
|
USA-NY-New York City |
14 Nov |
| AML - Surveillance Manager - Financial Services Company |
 |
 |
Private Investment Firm seeking Tax Counsel
|
Green Key Resources LLC
Salary: $180K-$400K
|
USA-NY-New York City |
13 Nov |
| Private Investment Firm seeking Tax Counsel
|
 |
 |
Chief Regulatory Officer
|
Legend Global Search, Inc...
Salary: $203K
|
USA-NY-New York City |
12 Nov |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
 |
 |
Fixed Income Compliance Officer
|
Not Disclosed
Salary: Base salary bonus and ben...
|
USA-NY-New York City |
11 Nov |
| Our client is a very well respected, global nvestment bank who is thriving in the current market. |
 |
 |
Control Room Compliance Manager
|
Not Disclosed
Salary: $130,000 - $250,00+
|
USA-NY-New York City |
10 Nov |
| Our client is a very well respected and dynamic International financial services firm. |
 |